-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WUi4jNbm5MDMNHJXekznz2tkWcnE2WEfd3nScoeA5dckyIPjqWqUdLxgT9vkZmTR Zo2tyEyS5f0i4QXSwCMQHw== 0000950172-99-000058.txt : 19990120 0000950172-99-000058.hdr.sgml : 19990120 ACCESSION NUMBER: 0000950172-99-000058 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990119 GROUP MEMBERS: BARNARD J. GOTTSTEIN REVOCABLE TRUST GROUP MEMBERS: BARNARD J. GOTTSTEIN, AS TRUSTEE GROUP MEMBERS: GOTTSTEIN BARNARD J SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ESC MEDICAL SYSTEMS LTD CENTRAL INDEX KEY: 0001004945 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-54169 FILM NUMBER: 99508044 BUSINESS ADDRESS: STREET 1: YOKNEAM INDUSTRIAL PK CITY: YOKNEAM ISRAEL 20692 STATE: L5 ZIP: 00000 BUSINESS PHONE: 9729599000 MAIL ADDRESS: STREET 1: 100 CRESENT ROAD CITY: NEEDHAM STATE: MA ZIP: 02194 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GOTTSTEIN BARNARD J CENTRAL INDEX KEY: 0001071874 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O CARR GOTTSTEIN PROPERTIES STREET 2: 550 WEST 7TH AVE SUITE 1540 CITY: ANCHORAGE STATE: AL ZIP: 99501 BUSINESS PHONE: 9072782277 MAIL ADDRESS: STREET 1: C/O CARR GOTTSTEIN PROPERTIES STREET 2: 550 WEST 7TH AVENUE SUITE 1540 CITY: ANCHORAGE STATE: AK ZIP: 99501 SC 13D/A 1 SCHEDULE 13D - AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1) ESC Medical Systems Ltd. ---------------------------------------------------- (Name of Issuer) Common Stock ---------------------------------------------------- (Title of Class of Securities) M40868107 ---------------------------------------------------- (CUSIP Number) Barnard J. Gottstein Carr-Gottstein Properties 550 West 77th Avenue, Suite 1540 Anchorage, Alaska 99501 (907) 278-2277 ---------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) with a copy to: Michael A. Woronoff, Esq. Skadden, Arps, Slate, Meagher & Flom LLP 300 South Grand Avenue, Suite 3400 Los Angeles, California 90071-3144 (213) 687-5000 January 15, 1999 ------------------------------------------------------- (Date of Event which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d- 1(e), 13d-1(f) or 13d-1(g), check the following box: [ ] CUSIP No. M40868107 13D - ---------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Barnard J. Gottstein, as trustee of the Barnard J. Gottstein Revocable Trust - ---------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ---------------------------------------------------------------------------- (3) SEC USE ONLY - ---------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF, OO - ---------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [X] - ---------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ---------------------------------------------------------------------------- :(7) SOLE VOTING POWER : 1,717,134 shares held by the : Barnard J. Gottstein Revocable : Trust, for which Barnard J. : Gottstein serves as Trustee. :--------------------------------------- NUMBER OF SHARES BENEFICIALLY :(8) SHARED VOTING POWER OWNED BY EACH REPORTING : 0 PERSON WITH :--------------------------------------- :(9) SOLE DISPOSITIVE POWER : 1,717,134 shares held by the : Barnard J. Gottstein Revocable : Trust, for which Barnard J. : Gottstein serves as Trustee. :--------------------------------------- :(10) SHARED DISPOSITIVE POWER : 0 - ---------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,717,134 shares held by the Barnard J. Gottstein Revocable Trust, for which Barnard J. Gottstein serves as Trustee. - ---------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.19% - ---------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. M40868107 13D - ---------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Barnard J. Gottstein Revocable Trust - ---------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ---------------------------------------------------------------------------- (3) SEC USE ONLY - ---------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF, OO - ---------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION Washington - ---------------------------------------------------------------------------- :(7) SOLE VOTING POWER : 1,717,134 shares held by the : Barnard J. Gottstein Revocable : Trust, for which Barnard J. : Gottstein serves as Trustee. :--------------------------------------- NUMBER OF SHARES BENEFICIALLY :(8) SHARED VOTING POWER OWNED BY EACH REPORTING : 0 PERSON WITH :--------------------------------------- :(9) SOLE DISPOSITIVE POWER : 1,717,134 shares held by the : Barnard J. Gottstein Revocable : Trust, for which Barnard J. : Gottstein serves as Trustee. :--------------------------------------- :(10) SHARED DISPOSITIVE POWER : 0 - ---------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,717,134 shares held by the Barnard J. Gottstein Revocable Trust, for which Barnard J. Gottstein serves as Trustee. - ---------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.19% - ---------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* OO - ---------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! CUSIP No. M40868107 13D - ---------------------------------------------------------------------------- (1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Barnard J. Gottstein - ---------------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - ---------------------------------------------------------------------------- (3) SEC USE ONLY - ---------------------------------------------------------------------------- (4) SOURCE OF FUNDS* PF, OO - ---------------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [X] - ---------------------------------------------------------------------------- (6) CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - ---------------------------------------------------------------------------- :(7) SOLE VOTING POWER : 1,717,134 shares held by the : Barnard J. Gottstein Revocable : Trust, for which Barnard J. : Gottstein serves as Trustee. :--------------------------------------- NUMBER OF SHARES BENEFICIALLY :(8) SHARED VOTING POWER OWNED BY EACH REPORTING : 0 PERSON WITH :--------------------------------------- :(9) SOLE DISPOSITIVE POWER : 1,717,134 shares held by the : Barnard J. Gottstein Revocable : Trust, for which Barnard J. : Gottstein serves as Trustee. :--------------------------------------- :(10) SHARED DISPOSITIVE POWER : 0 - ---------------------------------------------------------------------------- (11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,717,134 shares held by the Barnard J. Gottstein Revocable Trust, for which Barnard J. Gottstein serves as Trustee. - ---------------------------------------------------------------------------- (12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------- (13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.19% - ---------------------------------------------------------------------------- (14) TYPE OF REPORTING PERSON* IN - ---------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! This Amendment No. 1 amends the Statement on Schedule 13D, dated October 9, 1998 (the "Schedule 13D"), relating to shares of the common stock ("Shares"), of ESC Medical Systems Ltd., an Israeli corporation (the "Company"). The principal executive offices of the Company are located at 100 Crescent Road, Needham, Massachusetts 02194. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 is hereby amended and supplemented as follows: 6,041 Shares were acquired through the distribution of a partnership in which Barnard J. Gottstein was a partner. 314,900 Shares were acquired for approximately $2,158,154 through the use of personal funds of Barnard J. Gottstein. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended and supplemented as follows: (a) The Reporting Persons own 1,717,134 Shares in the aggregate. The percentage of the class of such Shares beneficially owned by the Reporting Persons is 6.19%. (c) Each of the Reporting Persons effected the following open market purchases of Shares during the past 60 days: Date of Amount of Price Transaction Securities Involved per Share ----------- ------------------- --------- 1/13/99 25,000 7.0000 1/14/99 75,000 7.2708 1/15/99 50,000 7.5000 1/15/99 25,000 7.3750 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 19, 1999 /s/ Barnard J. Gottstein ------------------------------------ Barnard J. Gottstein Individually and as Trustee of the Barnard J. Gottstein Revocable Trust BARNARD J. GOTTSTEIN REVOCABLE TRUST /s/ Barnard J. Gottstein ------------------------------------ Barnard J. Gottstein Trustee -----END PRIVACY-ENHANCED MESSAGE-----